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Establishes & embeds compliance across BU.
Ensures compliance within BU or two or more functional areas within a BU, by implementation of compliance risk management and monitoring plan.
Reports on compliance breaches to BU/functional areas management and Senior Compliance Officer/Compliance Executive.
Facilitates resolution of compliance breaches.
Assists in mitigation of compliance risk.
Reports to the Senior Compliance Officer.
Influences under supervision of the Senior Compliance Officer across the whole of the complex BU or two or more functional areas within a BU from a compliance perspective.
Influences new legislative developments via industry committee stakeholders.
Interacts with the Regulator under supervision of the Senior Compliance Officer to shape new legislation.
Utilises a wide scope of applicable legislation, including all primary legislation.
Manages staff (e.g. Assistant Compliance Officers) if applicable.
Advantageous to have recognized legal, financial or audit qualifications and/or a professional designation, for example in the compliance field
Skills and Experience
3-5 years in a similar role in an insurance industry
Bachelor Of Laws (LLB) (Required), ICA Professional Postgarduate Diploma In Governance,Risk And Compliance (Required)
9 April 2021